Securities firm ARC Group secures underwriting authorization
In August 2025, ARC Group Securities LLC received a significant milestone with the approval from the Financial Industry Regulatory Authority (FINRA) to operate as a registered underwriting broker-dealer in the U.S. This strategic advancement marks a major step in ARC’s ongoing expansion and cross-border capital market integration.
With this approval, ARC Group Securities can now directly engage in U.S. securities transactions, including acting as an underwriter for Initial Public Offerings (IPOs) and other public offerings. This expanded role in U.S. capital markets provides a comprehensive platform that bridges Asian firms with Western investors, helping companies navigate U.S. regulatory requirements and listings such as Nasdaq IPOs, Reverse Takeovers (RTOs), and de-Special Purpose Acquisition Companies (de-SPACs).
Ian Hanna, CEO at ARC Securities, stated that the approval underscores ARC Securities' dedication to regulatory excellence and operational integrity. The expanded capabilities position ARC Securities to better serve clients seeking access to U.S. capital markets.
ARC Group, a parent company, is recognised for its leadership in cross-border M&A, IPO advisory, SPAC transactions, and strategic consulting. The firm leverages its extensive experience to support mid-market companies in a volatile environment, enhancing cross-border capital access and investor confidence.
The expansion aims to increase global reach and deliver best-in-class financial solutions tailored to growth companies. ARC Group Securities' underwriting license complements their advisory business by offering end-to-end U.S. listing solutions and regulatory navigation, positioning them as a key ally in the evolving U.S. IPO and financing landscape for Chinese and other Asian companies.
ARC Group has offices in major financial hubs and has advised on transactions totaling over $10 billion. The firm's activities empower companies to achieve transformative growth and access new investor bases. This strategic vision reflects ARC Securities' commitment to bridging Asia and the West while upholding the highest standards of compliance and client service.
For more information about ARC Group, visit their website at www.arc-group.com. The expanded broker-dealer license increases ARC Securities' ability to deliver cross-border transaction expertise and tailored capital markets solutions across Asia, Europe, and other key markets. This marks a significant step in ARC Securities' ongoing expansion of its global capital markets capabilities.
- ARC Group Securities will now be able to directly engage in U.S. securities transactions, utilizing this expanded role to act as an underwriter for Initial Public Offerings (IPOs) and other public offerings.
- This expanded broker-dealer license at ARC Securities will help them offer end-to-end U.S. listing solutions, providing a comprehensive platform that bridges Asian firms with Western investors in the sphere of business and finance.
